AML Risk & Compliance Services
Managing AML obligations, regulatory risk and ongoing compliance can be demanding, particularly for firms without a dedicated compliance team.
The Legal Cashier Limited provides practical, experienced AML, risk and regulatory compliance support to law firms, helping them strengthen their procedures, identify weaknesses and meet their regulatory obligations.
Led by a former SRA Forensic Investigation Officer who currently provides Head of Risk & Compliance services to a boutique London law firm, we combine regulatory insight with hands-on compliance experience.
Fractional Head of Risk & Compliance
Flexible, ongoing compliance support for firms that need senior expertise without employing someone full-time. Available for agreed hours or days each week, or on a monthly retainer.
AML Policies, Controls & Procedures
Reviewing, developing and updating AML policies, internal controls and procedures to reflect regulatory requirements and the firm’s risks.
Firm Wide & Client Matter Risk Assessments
Supporting firms with identifying, assessing and documenting money laundering, terrorist financing and proliferation financing risks.
Client Due Diligence & Sanctions
Reviewing CDD and EDD procedures, source of funds and source of wealth enquiries, beneficial ownership checks and sanctions screening arrangements.
Compliance Monitoring & File Reviews
Reviewing files and internal processes to identify weaknesses, assess compliance and recommend practical improvements.
Regulatory Compliance & Remediation
Supporting COLPs, COFAs and senior management with compliance monitoring, breach investigations, corrective action plans and improvements to internal controls.
AML Training
Practical training tailored to the firm’s work, risks and staff responsibilities.
Training can be delivered remotely, in person or to be set at your own pace.
Flexible Support to Suit Your Firm
Whether you need a few hours each month, regular weekly compliance support or assistance with a specific AML project, we can agree an arrangement that suits your firm’s requirements.
